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Christopher Edward Osmond

Investment Adviser Representative at Fifth Third Wealth Advisors LLC

Charlottle, NCCRD #4841700Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christopher Edward Osmond is an investment adviser representative with Fifth Third Wealth Advisors LLC in Charlottle, NC, where they have been registered since 2025. They have worked in the securities industry since 2017 and have been registered with 4 firms, including Centura Wealth Advisory and Prime Capital Investment Advisors, LLC. They have passed 3 industry qualification exams, including the Series 7 (general securities representative), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in North Carolina and Texas.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
North Carolina, Texas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 8/30/2010
Series 7
General Securities Representative Examination
Passed 7/14/2010
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/25/2004

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Fifth Third Wealth Advisors LLCCurrent
7/29/2025 – Charlottle, NC
Centura Wealth Advisory
3/21/2022 – 7/21/2025St. Augustine, FL
Prime Capital Investment Advisors, LLC
7/20/2017 – 8/6/2021Overland Park, KS
Lawing Financial Inc
3/1/2017 – 10/13/2017Overland Park, KS

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. BMO Harris Bank
    Dec 2014 – Nov 2016Kansas City, MO
  2. unemployed
    Nov 2016 – Jan 2017Kansas City, MO
  3. Lawing Financial
    Jan 2017 – Jun 2017Overland Park, KS
  4. Prime Capital Investment Advisors, LLC
    Jul 2017 – Aug 2021Overland Park, KS
  5. Prime Capital Investment Advisors, LLC
    Jun 2017 – Aug 2021Overland Park, KS
  6. DLP Capital
    Aug 2021 – Mar 2022St. Augustine, FL
  7. Centura Wealth Advisory
    Mar 2022 – Jul 2025St. Augustine, FL
  8. Centura Wealth Advisory
    Apr 2024 – Jul 2025St. Augustine, FL
  9. Fifth Third Wealth Advisors LLC (ORG ID: 313015)
    Jul 2025 – no end date reportedCharlotte, NC

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Fifth Third Wealth Advisors LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Fixed fee
Firm's annual rate schedule by assets
  • Equity/Cash/Mixed - First $5M1.00%
  • Equity/Cash/Mixed - Over $5M0.60%
  • Fixed Income/Cash Only - First $5M0.50%
  • Fixed Income/Cash Only - Over $5M0.38%

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsSelection of Other AdvisersPeriodicals and NewslettersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPooled VehiclesPension/Profit SharingCharitable OrganizationsState/MunicipalInsurance CompaniesCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
63
Offices listed on AdvisorFinder:
10
Main office:
Cincinnati, OH
SEC file number:
801-122096

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of July 29, 2026

View full firm profile

Other advisors at Fifth Third Wealth Advisors LLC

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Edward Osmond has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Christopher Edward Osmond (Fifth Third Wealth Advisors)