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Christopher Emon Wiley

Investment Adviser Representative at Robert W. Baird & Co. Incorporated

Chattanooga, TNCRD #7765129Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
1 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christopher Emon Wiley is an investment adviser representative with Robert W. Baird & Co. Incorporated in Chattanooga, TN, where they have been registered since 2026. They have worked in the securities industry since 2025 and were previously registered with Northwestern Mutual Investment Services, LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Tennessee.

Office

633 Chestnut Street, The Republic Center, Suite 2050
Chattanooga, TN 37450

Advisors at this office: 4

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Tennessee
Broker:
1 state or territory

Tennessee

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/9/2026
Series 63
Uniform Securities Agent State Law Examination
Passed 12/22/2025
Series 7
General Securities Representative Examination
Passed 8/4/2026
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 9/27/2025
SIE
Securities Industry Essentials Examination
Passed 6/29/2025

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Robert W. Baird & Co. IncorporatedCurrent
6/10/2026 – Chattanooga, TN
Northwestern Mutual Investment Services, LLC
9/29/2025 – 3/30/2026Franklin, TN

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Northwestern Mutual Life Insurance Company
    May 2025 – Mar 2026Milwaukee, WI
  2. Northwestern Mutual Investment Services LLC
    May 2025 – Mar 2026Franklin, TN
  3. UBS Financial Services
    Jun 2023 – Jul 2023Nashville, TN
  4. Vanderbilt University
    Aug 2021 – May 2025nashville, TN
  5. McCallie School
    Aug 2014 – Jul 2021Chattanooga, TN
  6. Vanderbilt University
    Jun 2023 – Jul 2023Nashville, TN
  7. Northwestern Mutual Wealth Management Company
    Feb 2026 – Mar 2026Milwaukee, WI
  8. Robert W. Baird & Co. Incorporated
    May 2026 – no end date reportedChattanooga, TN

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Robert W. Baird & Co. Incorporated

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Hourly
  • Fixed fee
  • Performance-based fees
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersPeriodicals and NewslettersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsInvestment CompaniesPooled VehiclesPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
2,592
Offices listed on AdvisorFinder:
27
Main office:
Milwaukee, WI
SEC file number:
801-7571

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 1, 2026

View full firm profile

Other advisors at Robert W. Baird & Co. Incorporated

Showing 12 of 2,592 in the directory

View Robert W. Baird & Co. Incorporated firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Emon Wiley has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Christopher Emon Wiley (Robert W. Baird & Co.)