AdFi
CE

Christopher Eric Vargas

Investment Adviser Representative at Mariner Advisor Network

Reno, NVCRD #3150682Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christopher Eric Vargas is an investment adviser representative in Reno, NV, currently registered with Mariner Advisor Network and LPL Financial LLC. They have worked in the securities industry since 1998 and have been registered with 4 firms, including Legacy Wealth Planning, LLC and RBC DAIN Rauscher Inc. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in California and Nevada.

Office

10599 Double R Blvd.,
Reno, NV 89521

Advisors at this office: 9

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
California, Nevada
Broker:
37 states and territories

Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Kansas, Maine, Maryland, Massachusetts, Michigan, Missouri, Montana, Nebraska, Nevada, New Jersey, New Mexico, New York, Ohio, Oklahoma, Oregon, Pennsylvania, South Dakota, Texas, Utah, Virginia, Washington, West Virginia, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/11/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 12/4/1998
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/1/1998
Series 24
General Securities Principal Examination
Passed 3/20/2007

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Mariner Advisor NetworkCurrent
6/13/2023 – Reno, NV
LPL Financial LLCCurrent
3/17/2006 – Reno, NV
Legacy Wealth Planning, LLC
10/2/2017 – 12/4/2023Reno, NV
RBC DAIN Rauscher Inc.
4/5/1999 – 3/23/2006Reno, NV

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. LPL Financial LLC
    Mar 2006 – no end date reportedReno, NV
  2. Legacy Wealth Planning, LLC
    Sep 2017 – Jun 2023Reno, NV
  3. Mariner Independent Advisor Network
    Jun 2023 – Jul 2026Overland Park, KS
  4. Private Advisor Group, LLC
    Sep 2026 – no end date reportedMorristown, NJ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Mariner Advisor Network

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Innovative investment strategies, the Dynamic Investment Optimization™ process, written strategic planning, and coordination with a team of professional advisors including tax, insurance, and legal professionals to help clients articulate and achieve their vision and goals.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers
Firm areas of expertise
Investment StrategiesDynamic Investment OptimizationStrategic PlanningPortfolio ManagementHolistic Financial PlanningWealth Management

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
125
Offices listed on AdvisorFinder:
93
Main office:
Overland Park, KS
Founded:
2003
SEC file number:
801-107913

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of May 26, 2026

View full firm profile

Other advisors at Mariner Advisor Network

Showing 12 of 125 in the directory

View Mariner Advisor Network firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Eric Vargas has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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