AdFi
CE

Christopher Eric Vargas

Investment Adviser Representative at MARINER ADVISOR NETWORK

Reno, NVCRD #3150682Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
28 yrs
States Registered
37 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 37 states
AlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareFloridaGeorgiaHawaiiIdahoIllinoisIndianaKansasMaineMarylandMassachusettsMichiganMissouriMontanaNebraskaNevadaNew JerseyNew MexicoNew YorkOhioOklahomaOregonPennsylvaniaSouth DakotaTexasUtahVirginiaWashingtonWest VirginiaWisconsinWyoming
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/11/1998
Series 63
Uniform Securities Agent State Law Examination
Passed 12/4/1998
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 12/1/1998
Series 24
General Securities Principal Examination
Passed 3/20/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Mariner Advisor Network Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MARINER ADVISOR NETWORKCurrent
6/13/2023Reno, NV
LPL FINANCIAL LLCCurrent
3/17/2006Reno, NV
LEGACY WEALTH PLANNING, LLC
10/2/201712/4/2023Reno, NV
RBC DAIN RAUSCHER INC.
4/5/19993/23/2006Reno, NV

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Eric Vargas has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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