AdFi
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Christopher Gerard Steinhauer

Investment Adviser Representative at RBC CAPITAL MARKETS, LLC

Philadelphia, PACRD #4550484Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
States Registered
27 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 27 states
AlabamaArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIdahoIllinoisIndianaLouisianaMaineMarylandMassachusettsMichiganNew HampshireNew JerseyNew YorkNorth CarolinaOregonPennsylvaniaRhode IslandSouth CarolinaTexasVirginiaWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/6/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 31
Futures Managed Funds Examination
Passed 12/1/2003
Series 7
General Securities Representative Examination
Passed 10/16/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

RBC Capital Markets, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

RBC CAPITAL MARKETS, LLCCurrent
2/15/2019Philadelphia, PA
RBC CAPITAL MARKETS, LLCCurrent
2/15/2019Bryn Mawr, PA
MORGAN STANLEY
6/1/20092/19/2019Philadelphia, PA
MORGAN STANLEY & CO. INCORPORATED
4/17/20076/1/2009Philadelphia, PA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Gerard Steinhauer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Christopher Gerard Steinhauer - Financial Advisor in Philadelphia, PA | AdvisorFinder