RC
RBC CAPITAL MARKETS, LLC
SEC RegisteredHelping you grow more than wealth
NEW YORK, NYhttps://us.rbcwealthmanagement.com/princetonnassau212-858-7000
Assets Under Management
$25B+
Employees
8781
Office Locations
26 offices
Total Accounts
511871
About the firm
RBC Wealth Management is a full-service investment firm and global leader in financial services, offering a broad range of resources and depth of expertise to help clients build, preserve, enjoy and share their wealth. The Princeton Nassau team is located at 90 Nassau Street, 5th Floor, Princeton, NJ.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
IndividualsHigh Net WorthPooled VehiclesPension/Profit SharingCharitable OrganizationsState/Municipal
Areas of expertise
Retirement PlanningPortfolio ManagementEstate PlanningEducation FundingStock Option PlanningMunicipal BondsWealth Management
Services
Retirement Plan Rollovers, Retirement Income Planning, Portfolio Management, Estate Planning Services, Education Funding, Company Stock Option Planning, and Tax-Exempt Municipal Bonds.
Who they serve
Current clients who would like to review their portfolio, prospective clients who would like to learn more, and advisors who want to join the firm.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 263,588 | $182.2B |
| High Net Worth Individuals | 12,350 | $98.5B |
| Investment Companies | 7 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 17 | $652M |
| Charitable Organizations | 2,335 | $2.7B |
| State/Municipal Entities | 2,222 | — |
| Insurance Companies | 0 | — |
| Sovereign Wealth Funds | 105 | — |
| Corporations | 0 | $0 |
1,893 total clients reported on Form ADV.
Leadership
Royal Bank Of Canada
ULTIMATE OWNER
Steven J Decicco
MD, CHIEF FINANCIAL OFFICER
Joseph Daniel Fleming
SR. VP, CHIEF COMPLIANCE OFFICER, WEALTH MANAGEMENT
Howard R Plotkin
MD, CHIEF COMPLIANCE OFFICER
Rbc Usa Holdco Corporation
DIRECT OWNER
Thomas Steven Sagissor
PRESIDENT OF RBC WEALTH MANAGEMENT, BOARD MEMBER
Clinton Dale Lively
NON EMPLOYEE BOARD MEMBER
Blair Fleming
CHIEF EXECUTIVE OFFICER & CHAIRMAN OF THE BOARD
John J Thurlow
MANAGING DIRECTOR, CHIEF OPERATING OFFICER
Kevin Robert Genirs
MD, GENERAL COUNSEL
Ahmed Kachenoura
MD, HEAD GLOBAL EQUITY LINKED PRODUCTS
Brett Lane Thorne
HEAD, CORRESPONDENT AND ADVISOR SERVICES
Nadine Ahn
NON EMPLOYEE BOARD MEMBER
Derek Arthur Neldner
NON EMPLOYEE BOARD MEMBER
Thomas N Murphy
MD, HEAD, US CM OPERATIONS
John L. Weitzer
MD, CHIEF COMPLIANCE OFFICER, CAPITAL MARKETS
Wendy J Gorman
NON EMPLOYEE BOARD MEMBER
Office locations
26 offices in 16 states
NY
NEW YORKHQ
MA
BOSTON
NY
NEW YORK
NJ
FLORHAM PARK
OR
PORTLAND
PA
CONSHOHOCKEN
CA
SAN FRANCISCO
CA
BEVERLY HILLS
CA
WALNUT CREEK
MD
ANNAPOLIS
MD
CHEVY CHASE
FL
PALM BEACH GARDENS
TX
DALLAS
DC
WASHINGTON
MD
HUNT VALLEY
VA
VIENNA
MN
MINNETONKA
CO
DENVER
CO
GREENWOOD VILLAGE
MN
EDINA
WA
KIRKLAND
KS
LEAWOOD
WA
SEATTLE
MN
WAYZATA
GA
ATLANTA
MN
MINNEAPOLIS
Advisors at this firm
Showing 100 of 3828
Margret Marie Ortloff
Investment Adviser Representative
Joseph Anthony Abbate
Investment Adviser Representative
Helen L Abe
Investment Adviser Representative
Scott Learned Abell
Investment Adviser Representative
Samir Abhyankar
Investment Adviser Representative
Tabatha Abraham
Investment Adviser Representative
William Newman Abraham
Investment Adviser Representative
Nathan James Abrahamson
Investment Adviser Representative
Steven Eric Abrahamson
Investment Adviser Representative
Drew Joseph Abramson
Investment Adviser Representative
Jonas Jeffrey Abulencia
Investment Adviser Representative
Carmilita Aching
Investment Adviser Representative
John Fitzgerald Acosta
Investment Adviser Representative
Brian Joseph Adams
Investment Adviser Representative
Brian John Addington
Investment Adviser Representative
Ann Marie Ade
Investment Adviser Representative
Benjamin Adey
Investment Adviser Representative
Allyson Michelle Adkins
Investment Adviser Representative
William Adote III
Investment Adviser Representative
Alizeh Afzal
Investment Adviser Representative
Nona Agbo
Investment Adviser Representative
Jack Thomas Harrison Agnew
Investment Adviser Representative
Matthew Rudolph Agnoletto
Investment Adviser Representative
Nicole Paragua Aguinaldo
Investment Adviser Representative
Colin James Ahern
Investment Adviser Representative
James Martin Aid
Investment Adviser Representative
Kathryn Marie Akemann
Investment Adviser Representative
Rachel Lynn Akerson
Investment Adviser Representative
Frank Albanese
Investment Adviser Representative
Vincent Albanese
Investment Adviser Representative
Lisa M Albers-Koppmann
Investment Adviser Representative
Harvey Albert
Investment Adviser Representative
Zachary Wesler Albert
Investment Adviser Representative
Jessica S Alcorn
Investment Adviser Representative
Peter Francis Alepra
Investment Adviser Representative
Theresa Seto Alewine
Investment Adviser Representative
Diana Hathway Alexander
Investment Adviser Representative
Peter Charles Alexander
Investment Adviser Representative
Steven Robert Alexander
Investment Adviser Representative
Emily Ann Aley
Investment Adviser Representative
Daniel Alkhoury
Investment Adviser Representative
Courtney Elice Allen
Investment Adviser Representative
Curt Byron Allen
Investment Adviser Representative
Theresa Allen
Investment Adviser Representative
Liam Ross Allford
Investment Adviser Representative
William Ross Allford
Investment Adviser Representative
David Charles Almquist
Investment Adviser Representative
Ryan Weston Alstead
Investment Adviser Representative
Vittorio Altavas
Investment Adviser Representative
Steven Harvey Altholtz
Investment Adviser Representative
Andrew Robert Alvey
Investment Adviser Representative
Kris Koshak Alvey
Investment Adviser Representative
Shaun Alzate
Investment Adviser Representative
Harrison Sparkman Ambrose
Investment Adviser Representative
Darren Amerkanian
Investment Adviser Representative
Brendan Ames
Investment Adviser Representative
Marshall Evan Ames
Investment Adviser Representative
Russ Ames
Investment Adviser Representative
Brian Amster
Investment Adviser Representative
Joshua Daniel Amundsen
Investment Adviser Representative
Brian Lee Anderson
Investment Adviser Representative
Brooke Kristine Anderson
Investment Adviser Representative
Dale Edward Anderson
Investment Adviser Representative
Eric William Anderson
Investment Adviser Representative
Grace Caralynn Anderson
Investment Adviser Representative
Jacob Steven Anderson
Investment Adviser Representative
McKenzie Kaye Anderson
Investment Adviser Representative
Michael David Anderson
Investment Adviser Representative
Nathan James Anderson
Investment Adviser Representative
Reid Donald Anderson
Investment Adviser Representative
Shawn Anderson
Investment Adviser Representative
Sonja M. Anderson
Investment Adviser Representative
Stephen C Anderson
Investment Adviser Representative
Steven Craig Anderson
Investment Adviser Representative
Cathy Jo Anderson Hyams
Investment Adviser Representative
Christopher Michael Andreach
Investment Adviser Representative
Julie Elizabeth Andreoli
Investment Adviser Representative
Dalton Alan Andrews
Investment Adviser Representative
Douglas Anthony Andrews
Investment Adviser Representative
Lawrence Frederick Andrews
Investment Adviser Representative
Lawrence Frederick Andrews III
Investment Adviser Representative
Luke Matthew Andrews
Investment Adviser Representative
Robert Andrews
Investment Adviser Representative
Dianne Marie Angelo
Investment Adviser Representative
Alexandra Xan Angelovich
Investment Adviser Representative
Nicholas Cosmo Angilletta
Investment Adviser Representative
Samantha Ashley Angueira
Investment Adviser Representative
Nancy Jo Anstoetter
Investment Adviser Representative
Amy Michele Antonellis
Investment Adviser Representative
Stacia Ann Apostolos
Investment Adviser Representative
Jeffrey Parker Appel
Investment Adviser Representative
Rosemarie Aragoncillo
Investment Adviser Representative
Alexandra Aramburu
Investment Adviser Representative
John Al Aras
Investment Adviser Representative
Michele Suzette Arbogast
Investment Adviser Representative
Frank Prior Arkinson
Investment Adviser Representative
Alexander J Armbruster
Investment Adviser Representative
Isaac William Armitage
Investment Adviser Representative
Christine Armstrong
Investment Adviser Representative
James Walter Armstrong
Investment Adviser Representative
Regulatory & compliance
CRD number
#31194
SEC Number
801-13059
Disciplinary History
Yes
Fee Model & Minimums
Model: AUM / Flat Fee
Data as of April 17, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
Editorial disclosure
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. RBC CAPITAL MARKETS, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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