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Christopher James Call

Investment Adviser Representative at NEWFRONT RETIREMENT SERVICES, INC.

Piedmont, CACRD #3061592Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
1 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christopher James Call has worked in the securities industry since 1999. They are registered to provide investment advisory services in California.

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
California
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 2/5/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 7/13/1998
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 6/29/1998
Series 51
Municipal Fund Securities Principal Examination
Passed 7/24/2007
Series 26
Investment Company Products/Variable Contracts Principal Examination
Passed 2/12/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Newfront Retirement Services, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NEWFRONT RETIREMENT SERVICES, INC.Current
12/3/2014Piedmont, CA
FINANCIAL TELESIS, INC.
7/25/201212/1/2014San Francisco, CA
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.
1/25/20107/23/2012San Francisco, CA
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS INC.
7/5/200512/31/2009Redwood City, CA
MMC SECURITIES CORP.
12/24/20015/2/2005San Francisco, CA

Official records & sources

Data as of June 27, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher James Call has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Christopher James Call - Financial Advisor in Piedmont, CA | AdvisorFinder