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Christopher James Cocozza

Investment Adviser Representative at A&M PRIVATE WEALTH PARTNERS, LLC

West Palm Beach, FLCRD #5203064Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christopher James Cocozza has worked in the securities industry since 2011. They are registered to provide investment advisory services in Florida.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Florida
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/10/2007
Series 3
National Commodity Futures Examination
Passed 6/17/2019
SIE
Securities Industry Essentials Examination
Passed 4/9/2018
Series 7
General Securities Representative Examination
Passed 9/14/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Account minimum: $5,000,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

A&M Private Wealth Partners, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

A&M PRIVATE WEALTH PARTNERS, LLCCurrent
3/17/2025West Palm Beach, FL
CLEARBRIDGE INVESTMENTS, LLC
8/6/20104/9/2018New York, NY
WACHOVIA SECURITIES, LLC
10/11/20078/12/2008White Plains, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher James Cocozza has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Christopher James Cocozza - Financial Advisor in West Palm Beach, FL | AdvisorFinder