Christopher James Wolfe
Investment Adviser Representative at GC Wealth Management RIA, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Christopher James Wolfe is an investment adviser representative with GC Wealth Management RIA, LLC in Stamford, CT, where they have been registered since 2025. They have worked in the securities industry since 2000 and have been registered with 5 firms, including Pennington Partners & Co., LLC and J.p. Morgan Private Wealth Advisors LLC. They have passed 10 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Connecticut.
Registrations & licenses
- Investment adviser:
- Connecticut
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- First Republic Securities Company, LLCJul 2016 – Sep 2023New York, NY
- First Republic Investment Management, IncJul 2016 – Jun 2023New York, NY
- J.p. Morgan Securities LLCSep 2023 – Jul 2024New York, NY
- JP Morgan Chase BANK, N.A.Oct 2023 – Jul 2024New York, NY
- Pennington Partners & Co., LLCJan 2025 – Nov 2025Bethesda, MD
- UnemployedJul 2024 – Dec 2024Stamford, CT
- GC Wealth Management RIA, LLCNov 2025 – no end date reportedCambridge, MA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About GC Wealth Management RIA, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Estimated blended rate
- 0.015
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Services span early-stage planning (QSBS, 83(b) elections, equity compensation, ownership/titling structure, estate planning, cash flow planning), growth-stage planning (RSU and option planning, concentrated stock management, education and legacy planning, tax-efficient gifting), pre-liquidity event structuring (multi-scenario tax planning, diversification, IPO and M&A coordination), and established/multigenerational wealth management (multi-entity balance sheet management, coordinated investment and tax planning, philanthropic counsel, legacy planning, family governance, and aggregated reporting).
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 34
- Offices listed on AdvisorFinder:
- 4
- Main office:
- Cambridge, MA
- SEC file number:
- 801-128318
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 31, 2026
View full firm profileOther advisors at GC Wealth Management RIA, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher James Wolfe has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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