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CJ

Christopher James Wolfe

Investment Adviser Representative at GC WEALTH MANAGEMENT RIA, LLC

Stamford, CTCRD #2055127Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
1 states
Exams Passed
10

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Connecticut
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 11/19/1997
Series 65
Uniform Investment Adviser Law Examination
Passed 11/24/1992
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 12/30/2008
Series 16
NYSE Supervisory Analyst Examination
Passed 12/2/1998
Series 7
General Securities Representative Examination
Passed 11/12/1997
Series 24
General Securities Principal Examination
Passed 1/2/2023
Series 23
General Securities Principal Sales Supervisor
Passed 3/9/2007
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 4/28/2004
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 4/28/2004

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.015
Source

GC Wealth Management RIA, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

GC WEALTH MANAGEMENT RIA, LLCCurrent
12/19/2025Stamford, CT
PENNINGTON PARTNERS & CO., LLC
1/31/202511/24/2025Bethesda, MD
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
7/6/20167/29/2024New York, NY
J.P. MORGAN SECURITIES LLC
5/30/20247/26/2024New York, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
3/8/20117/5/2016New York, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
10/27/20069/29/2009New York, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher James Wolfe has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Christopher James Wolfe - Financial Advisor in Stamford, CT | AdvisorFinder