AdFi
CJ

Christopher John Baker

Investment Adviser Representative at EQUITABLE ADVISORS, LLC

Morristown, NJCRD #2425524Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
States Registered
7 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 7 states
CaliforniaFloridaNevadaNew JerseyNew YorkOhioUtah
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/4/2018
Series 63
Uniform Securities Agent State Law Examination
Passed 9/14/1994
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 1/29/2016
Series 7
General Securities Representative Examination
Passed 3/26/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Equitable Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EQUITABLE ADVISORS, LLCCurrent
10/15/2018Morristown, NJ
EQUITABLE ADVISORS, LLCCurrent
8/7/2018Morristown, NJ
MACQUARIE CAPITAL (USA) INC.
11/3/20152/28/2018New York, NY
CANTOR FITZGERALD & CO.
10/20/201410/30/2015New York, NY
JEFFERIES LLC
8/18/200810/7/2014New York, NY
JMP SECURITIES LLC
7/2/20078/5/2008New York, NY
HSBC SECURITIES (USA) INC.
1/31/20064/18/2007New York, NY
CIBC WORLD MARKETS CORP.
8/30/200010/20/2005New York, NY
PAINEWEBBER INCORPORATED
2/22/19999/5/2000Weehawken, NJ
A. G. EDWARDS & SONS, INC.
12/4/19954/13/1998St. Louis, MO
CANTOR FITZGERALD & CO.
2/10/199410/24/1995New York, NY

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at EQUITABLE ADVISORS, LLC

Showing 12 of 4654 in the directory

View EQUITABLE ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher John Baker has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Christopher John Baker - Financial Advisor in Morristown, NJ | AdvisorFinder