Christopher John Frey
Investment Adviser Representative at Southstate Private Capital Management LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Christopher John Frey is an investment adviser representative with Southstate Private Capital Management LLC in Denver, CO, where they have been registered since 2025. They have worked in the securities industry since 2017 and have been registered with 5 firms, including Wambolt & Associates, LLC and CWM, LLC. They have passed 4 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Arizona, Colorado, Louisiana, North Carolina, and Texas.
Office
Advisors at this office: 7
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Arizona, Colorado, Louisiana, North Carolina, Texas
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Mitchell Financial Group IncMay 2017 – Aug 2018Lincoln, NE
- Cambridge Investment Research, Inc.May 2017 – Aug 2018Fairfield, IA
- Kool Logistics, Inc.Jan 2016 – Apr 2017Omaha, NE
- Cambridge Investment Research Advisors, Inc.Jan 2018 – Aug 2018Fairfield, IA
- TIAASep 2018 – Oct 2024Denver, CO
- TIAA-CREF Individual & Institutional Services, LLCSep 2018 – Oct 2024Denver, CA
- Wambolt & Associates, LLCNov 2024 – Jun 2025Littleton, CO
- Carson WealthJun 2025 – Aug 2025Littleton, CO
- CWM, LLCJun 2025 – Aug 2025Omaha, NE
- Private Capital Management, LLCAug 2025 – Jan 2026Denver, CO
- SouthState Private Capital Management, LLCJan 2026 – no end date reportedDenver, CO
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Southstate Private Capital Management LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Estimated blended rate
- 0.01
- First $1,000,0001.00%
- Next $1,000,0000.90%
- Next $3,000,0000.75%
- All Remaining Assets0.50%
+4 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 29
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Columbia, SC
- SEC file number:
- 801-77650
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 1, 2026
View full firm profileOther advisors at Southstate Private Capital Management LLC
Showing 12 of 29 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher John Frey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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