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CJ

Christopher John Thomas

Investment Adviser Representative at ALIGN WEALTH MANAGEMENT, LLC

San Jose, CACRD #4306408Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
2 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christopher John Thomas has worked in the securities industry since 2001. They are registered to provide investment advisory services in Arizona and California.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
ArizonaCalifornia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 5/18/2001
Series 7
General Securities Representative Examination
Passed 1/1/2024
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/21/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $2,000,0001.00%
$2,000,001 - $4,000,0000.80%
$4,000,001 - $6,000,0000.60%
$6,000,001 - $15,000,0000.40%
$15,000,001 and up0.25%
Source

Align Wealth Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ALIGN WEALTH MANAGEMENT, LLCCurrent
11/1/2022San Jose, CA
VANTAGE WEALTH MANAGEMENT, LLC
2/1/201012/31/2022San Mateo, CA
SECURIAN FINANCIAL SERVICES, INC.
1/17/20012/8/2010San Jose, CA

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at ALIGN WEALTH MANAGEMENT, LLC

1 other advisor in the directory

View ALIGN WEALTH MANAGEMENT, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher John Thomas has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.