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Christopher Klug

Investment Adviser Representative at Keating Financial Advisory Services

Manhattan, KSCRD #6746698Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christopher Klug is an investment adviser representative with Keating Financial Advisory Services in Manhattan, KS, where they have been registered since 2022. They have worked in the securities industry since 2022 and were previously registered with Raymond James Financial Services Advisors, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Kansas.

Office

1011 Poyntz Avenue
Manhattan, KS 66502

Advisors at this office: 18

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Kansas

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/11/2022
Series 7
General Securities Representative Examination
Passed 3/21/2022
SIE
Securities Industry Essentials Examination
Passed 9/24/2021

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Keating Financial Advisory ServicesCurrent
7/26/2022 – Manhattan, KS
Raymond James Financial Services Advisors, Inc
4/20/2022 – 7/1/2025Manhattan, KS

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Kansas State University - College of Veterinary Medicine
    May 2016 – Feb 2018Manhattan, KS
  2. Edward Jones
    Feb 2017 – May 2017Manhattan, KS
  3. Kansas State University
    Aug 2014 – May 2018Manhattan, KS
  4. The Vanguard Group, Inc.
    Jun 2018 – Aug 2018Malvern, PA
  5. Vanguard via Randstad
    Sep 2018 – May 2020Malvern, PA
  6. The Trust Company
    Jun 2020 – Aug 2021Manhattan, KS
  7. Raymond James Financial Services, Inc.
    Sep 2021 – Jul 2025Manhattan, KS
  8. Raymond James Financial Services Advisors, Inc.
    Apr 2022 – Jul 2025Manhattan, KS
  9. Keating Financial Advisory Services
    Sep 2021 – no end date reportedManhattan, KS
  10. Steadfast Wealth Group
    Dec 2024 – no end date reportedManhattan, KS

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Keating Financial Advisory Services

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Comprehensive financial planning, investment management, wealth preservation, personalized investment strategies, retirement planning, tax efficiency optimization, estate planning, and legacy preservation. Also offers resources including the 401(k) Coffee Break Podcast, educational videos, and financial planning content.

Investment ManagementEstate PlanningWealth Management
Firm areas of expertise
Financial PlanningInvestment ManagementWealth PreservationRetirement PlanningBusiness Owner PlanningTax EfficiencyEstate PlanningLegacy PlanningRisk Management

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsCorporationsOther

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
30
Offices listed on AdvisorFinder:
5
Main office:
Manhattan, KS
SEC file number:
801-126770

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of March 31, 2026

View full firm profile

Other advisors at Keating Financial Advisory Services

Showing 12 of 30 in the directory

View Keating Financial Advisory Services firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Klug has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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