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Christopher Layton Claridge II

Investment Adviser Representative at SUMMIT GLOBAL INVESTMENTS, LLC

Mesa, AZCRD #5094005Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
2 states
Exams Passed
5

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 2 states
ArizonaTexas
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 7/12/2014
Series 65
Uniform Investment Adviser Law Examination
Passed 8/11/2012
Series 22
Direct Participation Programs Representative Examination
Passed 7/12/2024
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 8/20/2014

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Less than $500,0002.00%
$500,000 to $999,9991.70%
$1,000,000 and above1.50%
Source

Summit Global Investments, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SUMMIT GLOBAL INVESTMENTS, LLCCurrent
11/12/2024Mesa, AZ
DIVERSIFY ADVISORY SERVICES, LLC
12/18/202311/12/2024Thatcher, AZ
DFPG INVESTMENTS, LLC
6/16/20222/8/2024Thatcher, AZ
TRANSAMERICA FINANCIAL ADVISORS, INC.
11/29/20126/15/2022Phoenix, AZ

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Layton Claridge II has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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