Shirley Si Cheng
Investment Adviser Representative at Summit Global Investments, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Shirley Si Cheng is an investment adviser representative with Summit Global Investments, LLC in Norwood, MA, where they have been registered since 2026. They have worked in the securities industry since 2011 and were previously registered with Transamerica Financial Advisors, LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in 9 states.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- California, Connecticut, Florida, Massachusetts, New York, Ohio, Rhode Island, Texas, Utah
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- WfgiaJul 2011 – Jun 2026Norwood, MA
- Transamerica Financial Advisors, IncJan 2012 – Jun 2026Norwood, MA
- LSPN PRO, LLC.Sep 2021 – no end date reportedLindon, UT
- Heartland Institude of Financial EducationJul 2025 – no end date reportedGreenwood Village, CO
- Summit Global Investments, LLCJun 2026 – no end date reportedNorwood, MA
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Summit Global Investments, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Performance-based fees
- Other
- Less than $500,0002.00%
- $500,000 to $999,9991.70%
- $1,000,000 and above1.50%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Global equity, enhanced global income, alternative strategies, U.S. large cap equity, U.S. small cap core equity strategies; mutual funds and ETFs
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 98
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Bountiful, UT
- SEC file number:
- 801-76631
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of June 24, 2026
View full firm profileOther advisors at Summit Global Investments, LLC
Showing 12 of 98 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Shirley Si Cheng has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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