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Christopher Lee Facka

Investment Adviser Representative at LEVEL FOUR ADVISORY SERVICES

Atlanta, GACRD #2706401Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
3 states
Exams Passed
9

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
FloridaGeorgiaTennessee
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 1/12/2018
Series 65
Uniform Investment Adviser Law Examination
Passed 3/14/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 2/22/2009
Series 31
Futures Managed Funds Examination
Passed 3/19/1996
Series 7
General Securities Representative Examination
Passed 2/6/1996
Series 24
General Securities Principal Examination
Passed 12/5/2017
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/13/2009
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/9/2009

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $40,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Level FOUR Advisory Services Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LEVEL FOUR ADVISORY SERVICESCurrent
1/29/2019Atlanta, GA
HARBOR FINANCIAL SERVICES, LLC
11/13/20204/1/2021Stuart, FL
SUNTRUST ADVISORY SERVICES, INC.
11/1/201712/7/2018Jupiter, FL
GENSPRING FAMILY OFFICES, LLC
5/23/201712/31/2017Jupiter, FL
WELLS FARGO ADVISORS, LLC
1/1/20082/28/2013West Palm Beach, FL
A. G. EDWARDS & SONS, INC.
10/19/20001/1/2008Marco Island, FL

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Lee Facka has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Christopher Lee Facka - Financial Advisor in Atlanta, GA | AdvisorFinder