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Christopher Lee Rine

Investment Adviser Representative at LPL Financial LLC

Lihue, HICRD #2810899Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
30 yrs
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christopher Lee Rine is an investment adviser representative with LPL Financial LLC in Lihue, HI, where they have been registered since 2025. They have worked in the securities industry since 1996 and have been registered with 5 firms, including Cetera Investment Advisers LLC and First Allied Advisory Services, Inc. They have passed 7 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Hawaii.

Office

4371 Puaole Street Ste E
Lihue, HI 96766

Advisors at this office: 2

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Hawaii
Broker:
19 states and territories

Alabama, Alaska, Arizona, California, Colorado, Florida, Hawaii, Idaho, Nevada, New Hampshire, New Mexico, New York, Oregon, Pennsylvania, South Carolina, Utah, Washington, Wisconsin, Wyoming

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/26/2002
Series 63
Uniform Securities Agent State Law Examination
Passed 12/13/1996
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 12/18/2002
Series 7
General Securities Representative Examination
Passed 11/21/1996
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 5/2/2000
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 2/25/2000

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

LPL Financial LLCCurrent
3/31/2025 – Lihue, HI
LPL Financial LLCCurrent
3/31/2025 – Lihue, HI
Cetera Investment Advisers LLC
11/12/2020 – 4/2/2025Lihue, HI
First Allied Advisory Services, Inc.
2/3/2020 – 11/12/2020Spokane Valley, WA
Morgan Stanley
6/1/2009 – 2/4/2020Kapaa, HI
Morgan Stanley & Co. Incorporated
4/2/2007 – 6/1/2009Carlsbad, CA
Morgan Stanley
11/2/1998 – 4/2/2007Carlsbad, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Morgan Stanley
    Jun 2009 – Jan 2020Carlsbad, CA
  2. Morgan Stanley Private BANK, National Association
    Jan 2015 – Jan 2020New York, NY
  3. First Allied Securities, Inc.
    Jan 2020 – Sep 2022San Diego, CA
  4. First Allied Advisory Services, Inc.
    Jan 2020 – Nov 2020San Diego, CA
  5. First Allied Advisory Services
    Nov 2020 – Sep 2022Schaumburg, IL
  6. Cetera Advisors LLC
    Sep 2022 – Mar 2025Oceanside, CA
  7. LPL Financial
    Mar 2025 – no end date reportedLihue, HI

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About LPL Financial LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsState/MunicipalCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
24,114
Offices listed on AdvisorFinder:
25
Main office:
Fort Mill, SC
SEC file number:
801-10970

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 21, 2026

View full firm profile

Other advisors at LPL Financial LLC

Showing 12 of 24,114 in the directory

View LPL Financial LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Lee Rine has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Christopher Lee Rine (LPL Financial) - Fees & Credentials