Christopher McCauley Ricketts
Investment Adviser Representative at Ricketts Financial, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Christopher McCauley Ricketts is an investment adviser representative with Ricketts Financial, LLC in Louisville, KY, where they have been registered since 2020. They have worked in the securities industry since 2011 and have been registered with 3 firms, including Raymond James & Associates, Inc. and Morgan Keegan & Company, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Kentucky.
Registrations & licenses
- Investment adviser:
- Kentucky
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Raymond James & Associates, Inc.Feb 2013 – Jun 2020Louisville, KY
- The West End SchoolAug 2018 – no end date reportedLouisville, KY
- Ricketts Financial, LLCJun 2020 – no end date reportedLouisville, KY
- American Equity Investment CorpJun 2020 – Aug 2023Louisville, KY
- Regulus Financial Group, LLCSep 2023 – no end date reportedKentwood, MI
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Ricketts Financial, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Investment management, retirement planning, estate planning, legacy and wealth transfer planning, and philanthropic giving. The firm constructs customized portfolios in-house, tailored to individual objectives, and works alongside clients' attorneys, CPAs, and other advisors.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Louisville, KY
- SEC file number:
- 801-118963
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 26, 2026
View full firm profileSimilar advisors in Louisville, KY
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher McCauley Ricketts has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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