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Christopher Michael Harmon

Investment Adviser Representative at Equitable Advisors, LLC

Rochester, NYCRD #8218002Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christopher Michael Harmon is an investment adviser representative with Equitable Advisors, LLC in Rochester, NY, where they have been registered since 2026, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New York.

Office

765 Jefferson Road, 3rd Fl, Suite 310
Rochester, NY 14623

Advisors at this office: 69

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
New York
Broker:
3 states and territories

Georgia, New York, Oregon

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/6/2026
Series 7
General Securities Representative Examination
Passed 3/31/2026
SIE
Securities Industry Essentials Examination
Passed 9/25/2025

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Equitable Advisors, LLCCurrent
4/10/2026 – Rochester, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Door Dash
    Apr 2020 – Dec 2022Fredonia, NY
  2. Subway
    Feb 2018 – Aug 2019Marietta, GA
  3. Computer Fix
    Mar 2016 – May 2019Roswell, GA
  4. Goodwill of North GA
    Aug 2019 – Feb 2020Canton, GA
  5. Kennesaw Pizza LLC
    Sep 2020 – Sep 2021Kennesaw, GA
  6. Entertainment Partners Services LLC
    Oct 2021 – Mar 2022Burbank, CA
  7. Singelyn Enterprises
    Apr 2022 – Jun 2022Buffalo, NY
  8. Domus Fare
    Jun 2022 – Dec 2023Fredonia, NY
  9. Brooks Memorial Hospital
    Dec 2023 – Jun 2025Dunkirk, NY
  10. Pope High School
    Jan 2016 – Mar 2017Marietta, GA
  11. Unemployed
    Mar 2020 – Aug 2020Canton, GA
  12. Unemployed
    Jul 2025 – Apr 2026Rochester, NY
  13. Equitable Advisors, LLC.
    Apr 2026 – no end date reportedNew York, NY

Official records & sources

Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Equitable Advisors, LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial planning, workplace solutions and strategies, retirement, protection, and advice services

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops
Firm areas of expertise
Financial PlanningRetirementProtectionWorkplace SolutionsInsuranceWealth Management

Client types the firm serves

IndividualsHigh Net WorthPension/Profit SharingCharitable OrganizationsCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
4,590
Offices listed on AdvisorFinder:
26
Main office:
New York, NY
Founded:
1859
SEC file number:
801-14065

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 30, 2026

View full firm profile

Other advisors at Equitable Advisors, LLC

Showing 12 of 4,590 in the directory

View Equitable Advisors, LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Michael Harmon has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Christopher Michael Harmon (Equitable Advisors)