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Christopher Paul Hughes

Investment Adviser Representative at Northwestern Mutual Investment Services,llc

Wellesley, MACRD #6273982Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christopher Paul Hughes is an investment adviser representative with Northwestern Mutual Investment Services,llc in Wellesley, MA, where they have been registered since 2023. They have worked in the securities industry since 2015 and were previously registered with Putnam Investment Management, LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Massachusetts.

Office

93 Worcester St Ste 300
Wellesley, MA 02481

Advisors at this office: 8

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Massachusetts
Broker:
2 states and territories

California, Massachusetts

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/7/2019
Series 63
Uniform Securities Agent State Law Examination
Passed 5/4/2015
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/25/2016
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 3/30/2015

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Northwestern Mutual Investment Services,llcCurrent
7/26/2023 – Wellesley, MA
Putnam Investment Management, LLC
11/21/2019 – 5/2/2023Boston, MA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Putnam Retail Management
    Feb 2015 – Apr 2023Andover, MA
  2. Scott DeSantis
    May 2023 – Jun 2026Boston, MA
  3. Northwestern Mutual Investment Services LLC
    Jul 2023 – Jun 2026Boston, MA
  4. Northwestern Mutual Wealth Management Company
    Sep 2023 – no end date reportedMilwaukee, WI
  5. Matt Russo
    Jun 2026 – no end date reportedWellesley, MA
  6. Northwestern Mutual Investment Services LLC
    Jun 2026 – no end date reportedWellesley, MA

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Northwestern Mutual Investment Services,llc

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Fixed fee
  • Other

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Unknown

Client types the firm serves

Unknown

Firm assets under management

Unknown

Firm disclosures (Form ADV)
Unknown

Source: firm Form ADV filing

Similar advisors in Wellesley, MA

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Paul Hughes has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Christopher Paul Hughes - Fees, Credentials & Background