Christopher Thomas Ruggiero
Investment Adviser Representative at Ruggiero Investments
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Christopher Thomas Ruggiero is an investment adviser representative with Ruggiero Investments in Port Jefferson, NY, where they have been registered since 2019. They have worked in the securities industry since 2004 and have been registered with 9 firms, including National Asset Management, Inc. and Capital ONE Advisors, LLC. They have passed 11 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Florida, New Jersey, and New York.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Florida, New Jersey, New York
- Broker:
3 states and territories
Florida, New Jersey, New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- National Securities CorporationJan 2017 – Sep 2018New York, NY
- National Asset ManagementJan 2017 – Sep 2018New York, NY
- UnemployedSep 2016 – Dec 2016Farmingville, NY
- Retirement Services OF AmericaMar 2019 – Dec 2019Melbourne, FL
- UnemployedSep 2018 – Mar 2019New York, NY
- SW FinancialJul 2020 – May 2023Melville, NY
- Ruggiero Consulting, LLCFeb 2025 – no end date reportedPort Jefferson, NY
- Finalis Securities LLCApr 2025 – no end date reportedNew York, NY
- Ruggiero Investments IncMar 2019 – no end date reportedNew York, NY
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Ruggiero Investments
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Firm account minimum
- $25,000 (waivable)
- Estimated blended rate
- 0.025
- Pension Consulting: $25,000 - $2,999,9992.50%
- Pension Consulting: $3,000,000+1.25%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 5
- Offices listed on AdvisorFinder:
- 4
- Main office:
- West Palm Beach, FL
- SEC file number:
- 801-131800
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 24, 2026
View full firm profileOther advisors at Ruggiero Investments
4 other advisors in the directory
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Thomas Ruggiero has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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