AdFi
CW

Christopher Walker

Investment Adviser Representative at TD Private Client Wealth LLC

Merrick, NYCRD #7469077Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
3 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christopher Walker is an investment adviser representative with TD Private Client Wealth LLC in Merrick, NY, where they have been registered since 2025. They have worked in the securities industry since 2023 and were previously registered with PARK Avenue Securities LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Connecticut, New York, and Pennsylvania.

Registrations & licenses

Registration type
Dual-registered
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Connecticut, New York, Pennsylvania
Broker:
3 states and territories

Connecticut, New York, Pennsylvania

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/2/2023
Series 7
General Securities Representative Examination
Passed 5/11/2023
SIE
Securities Industry Essentials Examination
Passed 1/7/2023

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

TD Private Client Wealth LLCCurrent
9/25/2025 – Merrick, NY
TD Private Client Wealth LLCCurrent
9/25/2025 – Merrick, NY
PARK Avenue Securities LLC
8/9/2023 – 9/15/2025Melville, NY

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Bay Ridge Automotive Management
    Oct 2011 – Apr 2019Brooklyn, NY
  2. Mercedes-Benz of Smithtown
    Apr 2019 – Oct 2021Smithtown, NY
  3. Wealth Advisory Group
    Nov 2021 – Aug 2023Melville, NY
  4. Guardian LIFE Insurance
    Aug 2023 – Sep 2025Melville, NY
  5. PARK Avenue Securities
    Aug 2023 – Sep 2025Melville, NY
  6. Guardian LIFE Insurance
    Jun 2024 – Sep 2025Wantaugh, NY
  7. PARK Avenue Securities
    Jun 2024 – Sep 2025Wantaugh, NY
  8. TD Bank N.A.
    Sep 2025 – no end date reportedMerrick, NY
  9. TD Private Client Wealth LLC
    Sep 2025 – no end date reportedMerrick, NY

Official records & sources

Data as of June 21, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About TD Private Client Wealth LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

TD Automated Investing (robo-advisor, digitally managed portfolios); TD Investment Services with a dedicated Financial Advisor and personalized TD Wealth Plan; Private Client Group offering a dedicated wealth management team, tailored wealth planning, investment advisory, planning specialist, and private client banking.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersPeriodicals and NewslettersEducational Seminars and Workshops
Firm areas of expertise
Robo-advisorAutomated InvestingFinancial PlanningWealth ManagementPrivate Client ServicesPortfolio ManagementGoals-based AdviceDigital Investing

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalInsurance CompaniesCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
503
Offices listed on AdvisorFinder:
28
Main office:
New York, NY
SEC file number:
801-77771

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 13, 2026

View full firm profile

Other advisors at TD Private Client Wealth LLC

Showing 12 of 503 in the directory

View TD Private Client Wealth LLC firm profile

Similar advisors in Merrick, NY

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Walker has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Christopher Walker (TD Private Client Wealth)