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Christopher William Berg

Investment Adviser Representative at ADIRONDACK CAPITAL ADVISORS, LLC

Syracuse, NYCRD #4510789Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
21 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Christopher William Berg has worked in the securities industry since 2005. They have passed the Series 66, 65, and 7 examinations. They are registered to provide investment advisory services in New York.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New York
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/15/2021
Series 66
Uniform Combined State Law Examination
Passed 7/13/2002
SIE
Securities Industry Essentials Examination
Passed 12/31/2017
Series 7
General Securities Representative Examination
Passed 4/26/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Asset tierAnnual rate
First $1 Million1.00%
Next $2 Million0.75%
Over $3 Million0.50%
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Adirondack Capital Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ADIRONDACK CAPITAL ADVISORS, LLCCurrent
3/15/2021Syracuse, NY
LIFEMARK SECURITIES CORP.
9/2/201112/31/2017Liverpool, NY
CUSO FINANCIAL SERVICES, L.P.
6/23/20039/20/2011Liverpool, NY
AXA ADVISORS, LLC
4/29/20025/21/2003New York, NY
LEIGH BALDWIN & CO., LLC
8/7/20025/8/2003Cazenovia, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at ADIRONDACK CAPITAL ADVISORS, LLC

3 other advisors in the directory

View ADIRONDACK CAPITAL ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher William Berg has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Christopher William Berg - Financial Advisor in Syracuse, NY | AdvisorFinder