Clancy Cramer
Investment Adviser Representative at Principal Securities, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Clancy Cramer is an investment adviser representative with Principal Securities, Inc. in Wauwatosa, WI, where they have been registered since 2026. They have worked in the securities industry since 2021 and have been registered with 4 firms, including WEA Financial Advisors, Inc. and Thrivent Investment Management Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Wisconsin.
Office
Advisors at this office: 25
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Wisconsin
- Broker:
2 states and territories
Connecticut, Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Cramer Financial PracticeJun 2026 – no end date reportedMadison, WI
- Brookstone Capital ManagementJun 2021 – Apr 2023Wheaton, IL
- Silvertree LLCMay 2020 – Apr 2023Stevens Point, WI
- AIGJan 2020 – May 2020Stevens Point, WI
- Tecolote CoffeeAug 2019 – Nov 2019Bellingham, WA
- Helbachs Coffee RoastersJan 2019 – Aug 2019Madison, WI
- Ruby RoastersJun 2018 – Dec 2018Nelsonville, WI
- Copa VidaDec 2013 – Apr 2018Pasadena, CA
- UnemployedNov 2019 – Jan 2020Stevens Point, WI
- Thrivent Investment Management, Inc.May 2023 – Jun 2024Stevens Point, WI
- Daniel Demers - ThriventApr 2023 – May 2023Stevens Point, WI
- Thrivent FinancialMay 2023 – Aug 2023Appleton, WI
- Thrivent FinancialAug 2023 – Jun 2024Appleton, WI
- WEA Member BenefitsAug 2024 – Mar 2026Madison, WI
- WEA Investment ServicesAug 2024 – Mar 2026Madison, WI
- WEA Financial AdvisorsAug 2024 – Mar 2026Madison, WI
- Principal Life Insurance CompanyMar 2026 – no end date reportedWauwatosa, WI
- Principal Securities, Inc.Mar 2026 – no end date reportedWauwatosa, WI
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Principal Securities, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,635
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Des Moines, IA
- SEC file number:
- 801-54949
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 30, 2026
View full firm profileOther advisors at Principal Securities, Inc.
Showing 12 of 1,635 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Clancy Cramer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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