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Claudia Maria De La Paz Batlle

Investment Adviser Representative at Seaview Investment Managers LLC

Coral Gables, FLCRD #2089161Investment Adviser Representative
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
15 yrs
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Claudia Maria De La Paz Batlle is an investment adviser representative in Coral Gables, FL, currently registered with Vectorglobal IAG, Inc. and Seaview Investment Managers LLC. They have worked in the securities industry since 2011. They have passed 6 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Florida.

Office

2 Alhambra Plaza, Suite 802
Coral Gables, FL 33134

Advisors at this office: 9

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Investment Adviser Representative
As of August 14, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Florida

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 10/26/2011
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 87
Research Analyst Exam - Part II Regulations Module
Passed 2/13/2012
Series 86
Research Analyst Exam - Part I Analysis Module
Passed 2/6/2012
Series 7
General Securities Representative Examination
Passed 7/26/2011
Series 24
General Securities Principal Examination
Passed 12/9/2011

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Seaview Investment Managers LLCCurrent
7/23/2019 – Coral Gables, FL
Vectorglobal IAG, Inc.Current
4/30/2012 – Miami, FL
Vectorglobal IAG, Inc.
4/30/2012 – 12/31/2014Miami, FL

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Seaview Investment Managers LLC
    Jun 2019 – no end date reportedMiami, FL
  2. FPMI LLC DBA FPW International
    Oct 2018 – no end date reportedMiami, FL
  3. Seaview Investment Managers LLC
    Sep 2017 – no end date reportedMiami, FL
  4. Vectorglobal IAG
    Jan 2012 – Jul 2026Miami, FL
  5. Vectorglobal WMG
    Jan 2011 – Jul 2026Miami, FL
  6. Fundacion Manos DEL SUR
    Oct 1999 – no end date reportedMiami, FL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Seaview Investment Managers LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Performance-based fees
Firm account minimum
$100,000 (waivable)
Firm's annual rate schedule by assets
  • Below $100,0002.25%
  • $100,000 - $250,0002.00%
  • $250,001 - $500,0001.75%
  • $500,001 - $750,0001.50%

+2 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsSelection of Other AdvisersPeriodicals and NewslettersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthOther Investment AdvisersCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
No disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
9
Offices listed on AdvisorFinder:
1
Main office:
Coral Gables, FL
SEC file number:
801-114975

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of May 6, 2026

View full firm profile

Other advisors at Seaview Investment Managers LLC

8 other advisors in the directory

View Seaview Investment Managers LLC firm profile

Similar advisors in Coral Gables, FL

Other advisors whose filed branch office is in the same city.

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Claudia Maria De La Paz Batlle has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Claudia Maria De La Paz Batlle (Seaview Investment Managers)