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Clifford Peter Haugen

Investment Adviser Representative at BLBB ADVISORS

Montgomeryville, PACRD #4416860Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
1 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Pennsylvania
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/27/2001
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 87
Research Analyst Exam - Part II Regulations Module
Passed 4/18/2006
Series 7
General Securities Representative Examination
Passed 7/2/2001
Series 24
General Securities Principal Examination
Passed 9/17/2003
Series 53
Municipal Securities Principal Examination
Passed 8/28/2003
Series 4
Registered Options Principal Examination
Passed 8/22/2003
Series 27
Financial and Operations Principal Examination
Passed 8/1/2003

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Asset tierAnnual rate
First $1,000,0001.00%
Next $1 Million0.85%
Next $3 Million0.70%
Next $5 Million0.55%
Thereafter0.40%
Source

BLBB Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BLBB ADVISORSCurrent
9/23/2008Montgomeryville, PA
WALNUT ASSET MANAGEMENT LLC
9/12/20019/13/2008Philadelphia, PA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at BLBB ADVISORS

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Clifford Peter Haugen has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Clifford Peter Haugen - Financial Advisor in Montgomeryville, PA | AdvisorFinder