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Lisa Anne Broome

Investment Adviser Representative at BLBB ADVISORS

Montgomeryville, PACRD #2832737Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
18 yrs
States Registered
1 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Lisa Anne Broome has worked in the securities industry since 2008. They are registered to provide investment advisory services in Pennsylvania.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Pennsylvania
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 9/8/1997
Series 55
Limited Representative-Equity Trader Exam
Passed 12/1/1998
Series 7
General Securities Representative Examination
Passed 6/11/1997
Series 24
General Securities Principal Examination
Passed 8/25/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Asset tierAnnual rate
First $1,000,0001.00%
Next $1 Million0.85%
Next $3 Million0.70%
Next $5 Million0.55%
Thereafter0.40%
Source

BLBB Advisors Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

BLBB ADVISORSCurrent
5/4/2026Montgomeryville, PA
GOAL QUEST ADVISORS, LLCCurrent
9/22/2014Maple Glen, PA
COSTELLO ASSET MANAGEMENT, INC.
5/7/20135/22/2014Huntingdon Valley, PA
UNITED CAPITAL FINANCIAL ADVISERS
2/9/201111/20/2012Lower Gwynedd, PA
SAGE FINANCIAL GROUP INC.
8/13/20084/20/2009West Conshohocken, PA
HORNOR, TOWNSEND & KENT, INC.
5/12/20043/6/2007Horsham, PA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at BLBB ADVISORS

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Lisa Anne Broome has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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