Clifton Lavell Boone
Investment Adviser Representative at Vanguard Advisers, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Clifton Lavell Boone is an investment adviser representative with Vanguard Advisers, Inc. in Kannapolis, NC, where they have been registered since 2026. They have worked in the securities industry since 2002 and have been registered with 4 firms, including Advice and Planning Services and Merrill Lynch, Pierce, Fenner & Smith Incorporated. They have passed 8 industry qualification exams, including the Series 65 (investment adviser), Series 66 (combined investment adviser and state securities agent), and Series 7 (general securities representative). They are registered to provide investment advice in North Carolina and Texas.
Office
Advisors at this office: 661
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- North Carolina, Texas
- Broker:
53 states and territories
Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Vanguard Marketing CorporationJul 2016 – Jul 2021Charlotte, NC
- Keller Williams RealityFeb 2016 – Jan 2017Huntersville, NC
- Housemax RealtyOct 2019 – Feb 2021Charlotte, NC
- EXP World HoldingsFeb 2021 – Oct 2022Charlotte, NC
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 2022 – Sep 2023Charlotte, NC
- BANK OF America, N.A.Sep 2022 – Sep 2023Charlotte, NC
- TIAANov 2023 – Dec 2025Charlotte, NC
- Tiaa-cref Individual & Institutional Services, LLCNov 2023 – Dec 2025Charlotte, NC
- THE Vanguard Group, Inc.Jul 2016 – Jul 2021Charlotte, NC
- THE Vanguard Group, Inc.Feb 2026 – no end date reportedCharlotte, NC
- Vanguard Marketing CorporationFeb 2026 – no end date reportedCharlotte, NC
- Vanguard Advisers, Inc.Mar 2026 – no end date reportedCharlotte, NC
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Vanguard Advisers, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 2,379
- Offices listed on AdvisorFinder:
- 4
- Main office:
- Malvern, PA
- SEC file number:
- 801-49601
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 24, 2026
View full firm profileOther advisors at Vanguard Advisers, Inc.
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Clifton Lavell Boone has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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