Cody Charles Riesterer
Investment Adviser Representative at Mariner
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Cody Charles Riesterer is an investment adviser representative with Mariner in Minneapolis, MN, where they have been registered since 2026. They have worked in the securities industry since 2018 and have been registered with 4 firms, including Eagle Strategies LLC and Edward Jones. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Kansas and Minnesota.
Registrations & licenses
- Investment adviser:
- Kansas, Minnesota
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Charles Schwab & Co., Inc.Jun 2017 – Jan 2018Phoenix, AZ
- Miami UniversityJan 2015 – May 2017Oxford, OH
- Edward JonesJun 2018 – May 2019St.Louis, MO
- Minnesota TimberwolvesJan 2018 – May 2018Minneapolis, MN
- New York Life Insurance CompanyMay 2019 – Jan 2025Edina, MN
- NYLIFE Securities LLCMay 2019 – Jan 2025Edina, MN
- Eagle Strategies LLCMay 2019 – Jan 2025Edina, MN
- Promus Financial Group, LLCJul 2019 – Jan 2025Edina, MN
- Altruist Financial LLCJan 2025 – May 2026Culver City, CA
- MarinerMay 2026 – no end date reportedOverland Park, KS
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Mariner
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Estimated blended rate
- 0.0125
- $0 - $1,000,0001.25%
- $1,000,000 - $5,000,0001.00%
- $5,000,000 - $10,000,0000.80%
- Above $10,000,0000.60%
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 961
- Offices listed on AdvisorFinder:
- 99
- Main office:
- Overland Park, KS
- SEC file number:
- 801-66632
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 5, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Cody Charles Riesterer has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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