Cody Stratton Carpenter
Investment Adviser Representative at UMB Private Wealth Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Cody Stratton Carpenter is an investment adviser representative with UMB Private Wealth Management, LLC in Leawood, KS, where they have been registered since 2026. They have worked in the securities industry since 2010 and have been registered with 3 firms, including UMB Financial Services, Inc. and Creative Planning. They have passed 4 industry qualification exams, including the Series 7 (general securities representative), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in 19 states.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Arkansas, California, Colorado, Illinois, Iowa, Kansas, Massachusetts, Michigan, Minnesota, Missouri, Nebraska, Nevada, New Mexico, New York, Oregon, Pennsylvania, Texas, Virginia, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Northwestern Mutual LIFE Insurance CompanyApr 2009 – Nov 2018Milwaukee, WI
- Northwestern Mutual Investment Services, LLCDec 2009 – Nov 2018Springfield, MO
- UMB Private Wealth Management, LLCMay 2026 – no end date reportedOverland Park, KS
- Northwestern Mutual Wealth Management CompanyJan 2016 – Nov 2018Milwaukee, WI
- Creative PlanningDec 2018 – Jul 2022Overland Park, KS
- UMB BankAug 2022 – no end date reportedLeawood, KS
- UMB Financial Services IncAug 2022 – May 2026Leawood, KS
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About UMB Private Wealth Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Performance-based fees
- Firm account minimum
- $1,000,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
Similar advisors in Leawood, KS
Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Cody Stratton Carpenter has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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