Colby Dionne
Investment Adviser Representative at Raymond James Financial Services Advisors, Inc
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Colby Dionne is an investment adviser representative with Raymond James Financial Services Advisors, Inc in Lewiston, ME, where they have been registered since 2025. They have worked in the securities industry since 2024 and were previously registered with Commonwealth Financial Network. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Maine.
Office
Advisors at this office: 7
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Maine
- Broker:
1 state or territory
Maine
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Compass Investment ManagementJun 2022 – Jan 2023Bangor, ME
- Erik's ChurchJun 2022 – Jun 2023Windham, ME
- Harvest Moon DeliFeb 2023 – May 2023Bangor, ME
- Orono House of PizzaAug 2020 – Jan 2021Orono, ME
- Undiscovered MaineAug 2019 – Mar 2020Orono, ME
- Windham Parks and RecreationJun 2021 – Aug 2021Windham, ME
- Hilltop MinimartJun 2018 – Aug 2018Raymond, ME
- Camp WawenockJun 2017 – Aug 2017Raymond, ME
- University of MaineSep 2019 – May 2023Orono, ME
- SchoolSep 2009 – Jun 2019Windham, ME
- Commonwealth Financial NetworkJul 2024 – Aug 2025Lewiston, ME
- STK SteakhouseNov 2023 – Jun 2024Boston, MA
- Commonwealth Financial NetworkJul 2022 – Jan 2023Lewiston, ME
- Equitable Advisors, LLCAug 2023 – Mar 2024Wellesley, MA
- Raymond James Financial Services, Inc.Aug 2025 – no end date reportedLewiston, ME
- Raymond James Financial Services Advisors, Inc.Aug 2025 – no end date reportedLewiston, ME
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Raymond James Financial Services Advisors, Inc
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 6,660
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Saint Petersburg, FL
- SEC file number:
- 801-69815
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 21, 2026
View full firm profileOther advisors at Raymond James Financial Services Advisors, Inc
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Colby Dionne has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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