Cole Alexander Roberts
Investment Adviser Representative at Bartlett & Co. Wealth Management LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Cole Alexander Roberts is an investment adviser representative with Bartlett & Co. Wealth Management LLC in Louisville, KY, where they have been registered since 2025. They have worked in the securities industry since 2025 and were previously registered with Goldman Sachs & Co. LLC. They have passed 3 industry qualification exams, including the Series 7 (general securities representative) and Series 63 (state securities agent). They are registered to provide investment advice in Kentucky.
Office
Advisors at this office: 4
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Kentucky
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Goldman Sachs & Co. LLCJul 2020 – Aug 2020Salt Lake City, UT
- University of LouisvilleAug 2017 – May 2021Louisville, KY
- Accredited Wealth ManagementJan 2020 – Apr 2020Louisville, KY
- River Road Asset Management, LLCNov 2018 – Aug 2019Louisville, KY
- Goldman Sachs & Co. LLCJul 2021 – Apr 2022Salt Lake City, UT
- Ballard High SchoolAug 2013 – May 2017Louisville, KY
- Venture First, LLCMay 2022 – Jan 2025Louisville, KY
- Bartlett & Co. Wealth Management LLCJan 2025 – no end date reportedLouisville, KY
Official records & sources
Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Bartlett & Co. Wealth Management LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Firm account minimum
- $2,000,000 (waivable)
- Wealth Management - First $2,000,0001.00%
- Wealth Management - Next $5,000,0000.75%
- Wealth Management - Over $7,000,0000.50%
- Institutional Fixed Income - First $10,000,0000.50%
+1 more tiers on the firm profile
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 33
- Offices listed on AdvisorFinder:
- 3
- Main office:
- Cincinnati, OH
- SEC file number:
- 801-112635
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 31, 2026
View full firm profileOther advisors at Bartlett & Co. Wealth Management LLC
Showing 12 of 33 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Cole Alexander Roberts has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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