AdFi
CS

Coleen Suzette Edwards

Investment Adviser Representative at WEINBERGER ASSET MANAGEMENT, INC

Orcutt, CACRD #2091441Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
35 yrs
States Registered
1 states
Exams Passed
6

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
California
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 6/12/1991
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 3/23/2024
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 3/23/2024
Series 7TO
General Securities Representative Examination
Passed 3/23/2024
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 3/11/1991

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $1,000,0001.25%
Next $1,000,001 - $2,500,0001.00%
Next $2,500,001 - $5,000,0000.80%
Next $5,000,001 - $10,000,0000.70%
Next $10,000,001 - $25,000,0000.60%
Amounts over $25,000,0000.50%
Source

WEINBERGER ASSET Management, INC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

WELLS FARGO CLEARING SERVICES, LLC
3/25/199110/26/2020SAN LUIS OBISPO, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Coleen Suzette Edwards has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Coleen Suzette Edwards - Financial Advisor in Orcutt, CA | AdvisorFinder