Colin Christopher Farley
Investment Adviser Representative at Empower Advisory Group, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Colin Christopher Farley is an investment adviser representative with Empower Advisory Group, LLC in Minneapolis, MN, where they have been registered since 2024. They have worked in the securities industry since 2017 and have been registered with 4 firms, including Thrivent Investment Management Inc. and Fidelity Personal and Workplace Advisors. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Minnesota.
Registrations & licenses
- Investment adviser:
- Minnesota
- Broker:
1 state or territory
Minnesota
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Ameriprise Financial Services, IncJul 2015 – Jul 2021Minneapolis, MN
- Fidelity InvestmentsJul 2021 – Nov 2021Minneapolis, MN
- Thrivent FinancialMay 2022 – Jun 2023Appleton, WI
- Ameriprise Financial Services, IncDec 2021 – Feb 2022Minneapolis, MN
- UnemployedFeb 2022 – May 2022Minneapolis, MN
- Thrivent Investment Management IncNov 2022 – Jun 2023Minneapolis, MN
- Empower Financial Services, IncFeb 2024 – no end date reportedGreenwood Village, CO
- Empower Advisory Group, LLCFeb 2024 – no end date reportedGreenwood Village, CO
- UnemployedJun 2023 – Feb 2024Minneapolis, MN
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Empower Advisory Group, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,855
- Offices listed on AdvisorFinder:
- 5
- Main office:
- Greenwood Village, CO
- SEC file number:
- 801-58105
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 9, 2026
View full firm profileOther advisors at Empower Advisory Group, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Colin Christopher Farley has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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