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Colin Heafy

Investment Adviser Representative at KEY GROUP MANAGEMENT, INC.

Ramsey, NJCRD #1906579Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
35 yrs
States Registered
7 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 7 states
CaliforniaConnecticutFloridaMichiganNew JerseyNew YorkTennessee
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 12/11/2003
Series 63
Uniform Securities Agent State Law Examination
Passed 4/16/1991
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 1/7/1991
Series 4
Registered Options Principal Examination
Passed 5/24/2006
Series 53
Municipal Securities Principal Examination
Passed 7/10/2001
Series 24
General Securities Principal Examination
Passed 8/17/1995

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0125
Asset tierAnnual rate
First $5,000,0001.25%
$5,000,001 to $10,000,0000.75%
Over $10,000,0000.50%
Account minimum: $250,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

KEY Group Management, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

KEY GROUP MANAGEMENT, INC.Current
5/14/2008Ramsey, NJ
ROYAL ALLIANCE ASSOCIATES, INC.
12/12/20031/29/2009Ramsey, NJ

Official records & sources

Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at KEY GROUP MANAGEMENT, INC.

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View KEY GROUP MANAGEMENT, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Colin Heafy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Colin Heafy - Financial Advisor in Ramsey, NJ | AdvisorFinder