Colin James Tooey
Investment Adviser Representative at Cetera Investment Advisers LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Colin James Tooey is an investment adviser representative with Cetera Investment Advisers LLC in Canonsburg, PA, where they have been registered since 2023. They have worked in the securities industry since 2020 and were previously registered with MML Investors Services, LLC. They have passed 5 industry qualification exams, including the Series 65 (investment adviser), Series 7 (general securities representative), and Series 63 (state securities agent). They are registered to provide investment advice in Pennsylvania and Texas.
Office
Advisors at this office: 14
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Pennsylvania, Texas
- Broker:
17 states and territories
Arizona, California, Colorado, District of Columbia, Florida, Georgia, Maryland, Massachusetts, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, Texas, Virginia, Washington, West Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- NYLIFE Securities LLCSep 2019 – Jan 2022Pittsburgh, PA
- New York Life Insurance CoSep 2019 – Jan 2022Pittsburgh, PA
- Pasqualino's Italian EateryJan 2019 – Mar 2023Pittsburgh, PA
- Fellini's PizzeriaJun 2018 – Jan 2019Pittsburgh, PA
- UnemployedJan 2018 – Jun 2018Pittsburgh, PA
- Clarion University of PennsylvaniaAug 2011 – May 2017Clarion, PA
- UnemployedMay 2017 – Nov 2017Pittsburgh, PA
- Contemporary StaffinNov 2017 – Jan 2018Mt Laurel, NJ
- MassMutual Life Insurance CompanyJan 2022 – Mar 2023Pittsburgh, PA
- MML Investors ServicesFeb 2022 – Mar 2023Pittsburgh, PA
- Cetera Investment Serices LLCApr 2023 – no end date reportedSt Cloud, MN
- Cetera Investment Advisers LLCApr 2023 – no end date reportedCanonsburg, PA
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Cetera Investment Advisers LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Advisory services, investment advisory services, custody services, insurance agency services, sweep programs, and retirement planning resources, along with access to registered and alternative investment products.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 10,459
- Offices listed on AdvisorFinder:
- 27
- Main office:
- Schaumburg, IL
- SEC file number:
- 801-20406
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of August 13, 2026
View full firm profileOther advisors at Cetera Investment Advisers LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Colin James Tooey has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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