Colleen Marie Etue
Investment Adviser Representative at Alight Financial Advisors, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Colleen Marie Etue is an investment adviser representative with Alight Financial Advisors, LLC in Traverse City, MI, where they have been registered since 2024. They have worked in the securities industry since 2008 and have been registered with 6 firms, including Transamerica Retirement Advisors, LLC and J.p. Morgan Securities LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Michigan and North Carolina.
Registrations & licenses
- Investment adviser:
- Michigan, North Carolina
- Broker:
2 states and territories
Michigan, North Carolina
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- JPMorgan Securities LLCApr 2017 – Feb 2019Traverse City, MI
- Prism PublicationsJul 2016 – Mar 2017Traverse City, MI
- Transamerica Investors Securities CorporationMar 2019 – May 2024Traverse City, MI
- Transamerica Life Insurance CompanyMar 2019 – May 2024Traverse City, MI
- Alight Financial SolutionsMay 2024 – no end date reportedLincolnshire, IL
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Alight Financial Advisors, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Investment advisory and self-directed brokerage services, including IRA rollovers and new account openings for retirement planning.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 66
- Offices listed on AdvisorFinder:
- 1
- Main office:
- Charlotte, NC
- SEC file number:
- 801-72679
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 3, 2026
View full firm profileOther advisors at Alight Financial Advisors, LLC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Colleen Marie Etue has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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