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Collin Kelly

Investment Adviser Representative at MAIA WEALTH

Indianapolis, INCRD #6815858Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
7 yrs
States Registered
2 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
IndianaTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/4/2019
Series 7
General Securities Representative Examination
Passed 2/1/2019
SIE
Securities Industry Essentials Examination
Passed 11/19/2018

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.015
Source

MAIA Wealth Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

MAIA WEALTHCurrent
4/22/2025Indianapolis, IN
J.P. MORGAN SECURITIES LLC
12/10/20204/30/2025Noblesville, IN
CHARLES SCHWAB & CO., INC.
3/4/20191/12/2021Asheville, NC

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at MAIA WEALTH

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Collin Kelly has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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