Collin Patrick Duffy
Investment Adviser Representative at Charles Schwab & Co., Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Collin Patrick Duffy is an investment adviser representative with Charles Schwab & Co., Inc. in Cottonwood Heights, UT, where they have been registered since 2022, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Texas and Utah.
Office
Advisors at this office: 15
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Texas, Utah
- Broker:
29 states and territories
Alabama, Arizona, Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Hawaii, Idaho, Illinois, Iowa, Kansas, Maine, Minnesota, Missouri, Montana, Nevada, New Mexico, New York, Ohio, Oregon, Rhode Island, South Dakota, Texas, Utah, Washington, Wisconsin, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Charles Schwab & Co., Inc.Sep 2022 – no end date reportedHolladay, UT
- Scotlynn USA DivisionJan 2022 – May 2022Fort Myers, FL
- Shrimp DockOct 2021 – Jun 2022Fort Myers, FL
- University of Wisconsin-MilwaukeeSep 2020 – Jun 2022Milwaukee, WI
- ABV SocialOct 2019 – Mar 2020Wauwatosa, WI
- Parrot Key Caribbean GrillNov 2021 – Jun 2022Fort Myers Beach, FL
- Sister Bay MarinaAug 2021 – Oct 2021Sister Bay, WI
- Boathouse By the BayJun 2021 – Aug 2021Sister Bay, WI
- Parrot Key Caribbean GrillJan 2021 – May 2021Fort Myers Beach, FL
- Boathouse By the BayJun 2020 – Sep 2020Sister Bay, WI
- StudentSep 2012 – May 2019Fish Creek, WI
- Sister Bay MarinaMay 2022 – Sep 2022Sister Bay, WI
- Boathouse By the BayJun 2019 – Oct 2019Sister Bay, WI
- Sister Bay Scenic Boat ToursJun 2018 – Sep 2018Sister Bay, WI
- Sister Bay MarinaMay 2014 – Sep 2018Sister Bay, WI
- Charles Schwab Bank, SSBJun 2023 – no end date reportedHolladay, UT
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Charles Schwab & Co., Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Fixed fee
- Other
- Firm account minimum
- $500,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Unknown
Client types the firm serves
Unknown
Firm assets under management
Unknown
- Firm disclosures (Form ADV)
- Unknown
Source: firm Form ADV filing
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Collin Patrick Duffy has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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