AdFi
CB

Comer Brooks Woodruff Jr

Investment Adviser Representative at SYNOVUS SECURITIES, INC.

Athens, GACRD #5162715Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
11 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Comer Brooks Woodruff Jr has worked in the securities industry since 2009. They have passed the Series 66, 63, 7, and 6 examinations. They are registered to provide investment advisory services in 11 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 11 states
AlabamaCaliforniaColoradoFloridaGeorgiaKentuckyNorth CarolinaSouth CarolinaTexasVirginiaWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/20/2012
Series 63
Uniform Securities Agent State Law Examination
Passed 5/15/2008
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/24/2010
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/7/2008

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,0001.50%
Next $250,0001.25%
Next $500,0001.00%
Over $1,000,0000.75%
Source

Synovus Securities, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SYNOVUS SECURITIES, INC.Current
1/2/2024Athens, GA
THORNBURG INVESTMENT MANAGEMENT INC
9/22/20231/9/2024Athens, GA
VOYA INVESTMENT MANAGEMENT CO. LLC
2/21/20186/10/2022Athens, GA
STADION MONEY MANAGEMENT, LLC
3/17/20142/15/2018Watkinsville, GA
UBS FINANCIAL SERVICES INC.
3/23/20122/1/2013Atlanta, GA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at SYNOVUS SECURITIES, INC.

Showing 12 of 174 in the directory

View SYNOVUS SECURITIES, INC. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Comer Brooks Woodruff Jr has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Find the right advisor for you

Take the free 3-minute assessment to get matched with advisors who fit your goals.

Get Matched
Comer Brooks Woodruff Jr - Financial Advisor in Athens, GA | AdvisorFinder