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Diana Marazia Sanford

Investment Adviser Representative at SYNOVUS SECURITIES, INC.

Columbus, GACRD #6792388Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
7 yrs
States Registered
27 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 27 states
AlabamaArizonaCaliforniaColoradoFloridaGeorgiaIdahoIndianaKansasKentuckyLouisianaMassachusettsMississippiMissouriNevadaNew JerseyNorth CarolinaOhioOklahomaOregonPennsylvaniaSouth CarolinaTennesseeTexasVirginiaWashingtonWisconsin
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/24/2020
Series 63
Uniform Securities Agent State Law Examination
Passed 11/2/2018
Series 7
General Securities Representative Examination
Passed 9/3/2019
SIE
Securities Industry Essentials Examination
Passed 4/19/2019

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,0001.50%
Next $250,0001.25%
Next $500,0001.00%
Over $1,000,0000.75%
Source

Synovus Securities, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SYNOVUS SECURITIES, INC.Current
11/30/2020Columbus, GA
CHARLES SCHWAB & CO., INC.
9/3/20199/27/2019El Paso, TX

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Diana Marazia Sanford has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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