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Conan James Heelan

Investment Adviser Representative at TRIBUTARY CAPITAL MANAGEMENT, LLC

Omaha, NECRD #7000897Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
8 yrs
States Registered
1 states
Exams Passed
3

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Nebraska
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 11/15/2019
SIE
Securities Industry Essentials Examination
Passed 8/2/2019
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/28/2019

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
Large Cap, Multi Cap & Equity Income - First $10 million0.65%
Large Cap, Multi Cap & Equity Income - Next $15 million0.55%
Large Cap, Multi Cap & Equity Income - Next $25 million0.45%
Large Cap, Multi Cap & Equity Income - Above $50 million0.40%
Small, Small/Mid, All Cap & Individually Managed - First $10 million0.80%
Small, Small/Mid, All Cap & Individually Managed - Next $15 million0.75%
Small, Small/Mid, All Cap & Individually Managed - Next $25 million0.70%
Small, Small/Mid, All Cap & Individually Managed - Above $50 million0.65%
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Tributary Capital Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NORTHERN LIGHTS DISTRIBUTORS, LLCCurrent
8/2/2019Omaha, NE
TRIBUTARY CAPITAL MANAGEMENT, LLCCurrent
8/10/2018Omaha, NE

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Conan James Heelan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Conan James Heelan - Financial Advisor in Omaha, NE | AdvisorFinder