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Connie Williams

Investment Adviser Representative at ALLSPRING FUNDS MANAGEMENT, LLC

Charlotte, NCCRD #3139335Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
2 states
Exams Passed
7

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
North CarolinaSouth Carolina
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/25/2009
Series 63
Uniform Securities Agent State Law Examination
Passed 1/9/1999
SIE
Securities Industry Essentials Examination
Passed 5/11/2018
Series 7
General Securities Representative Examination
Passed 2/19/2001
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/23/1998
Series 51
Municipal Fund Securities Principal Examination
Passed 3/3/2005
Series 24
General Securities Principal Examination
Passed 6/4/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Allspring Funds Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ALLSPRING FUNDS MANAGEMENT, LLCCurrent
10/10/2018Charlotte, NC
ALLSPRING FUNDS DISTRIBUTOR, LLCCurrent
10/9/2018Fort Mill, SC
H. BECK, INC.
8/31/20095/11/2018Bethesda, MD

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Connie Williams has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.