Connor James Wiesner
Investment Adviser Representative at Wells Fargo Advisors
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Connor James Wiesner is an investment adviser representative with Wells Fargo Advisors, where they have been registered since 2025. They have worked in the securities industry since 2016 and have been registered with 4 firms, including Principal Securities, Inc. and U.S. Bancorp Investments, Inc. They have passed 8 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 24 (general securities principal). They are registered to provide investment advice in Wisconsin.
Registrations & licenses
- Investment adviser:
- Wisconsin
- Broker:
1 state or territory
Wisconsin
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Northwestern MutualOct 2015 – Oct 2017Milwaukee, WI
- Wells Fargo Funds Distributor, LLCOct 2017 – Jun 2018Menomonee Falls, WI
- Lincoln Financial AdvisorsJun 2018 – Jul 2019Waukesha, WI
- UnemployedAug 2019 – Dec 2019Hartland, WI
- Refinitiv, AN LSEG CompanyJan 2020 – May 2022Brookfield, WI
- Ameritas Investment Company, LLCJun 2022 – Dec 2023Lincoln, NE
- Ameritas Advisory Services, LLCJun 2022 – Dec 2023Lincoln, NE
- U.S. Bancorp Investments, Inc.Dec 2023 – May 2024Pewaukee, WI
- Principal LIFE Insurance CompanyMay 2024 – Jul 2025Wauwatosa, WI
- Principal Securities, Inc.May 2024 – Jul 2025Wauwatosa, WI
- Wells Fargo Clearing Services, LLCJul 2025 – no end date reportedMilwaukee, WI
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Wells Fargo Advisors
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Commissions
- Fixed fee
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Monitor account performance, allocations, and holdings; view real-time quotes, stock data, and trading information; read market news and research; transfer money between investment and bank accounts.
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 14,697
- Offices listed on AdvisorFinder:
- 26
- Main office:
- St. Louis, MO
- SEC file number:
- 801-37967
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of October 1, 2026
View full firm profileOther advisors at Wells Fargo Advisors
Showing 12 of 14,697 in the directory
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Connor James Wiesner has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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