Connor Matthew Baldwin
Investment Adviser Representative at Advice AND Planning Services
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Connor Matthew Baldwin is an investment adviser representative with Advice and Planning Services in Dover, NH, where they have been registered since 2022, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Maine and New Hampshire.
Registrations & licenses
- Investment adviser:
- Maine, New Hampshire
- Broker:
8 states and territories
Connecticut, Maine, Massachusetts, New Hampshire, New Jersey, New York, Rhode Island, Vermont
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- TIAA-CREF Individual & Institutional Services, LLCJul 2022 – no end date reportedPortland, ME
- TIAAJul 2022 – no end date reportedPortland, ME
- JD Stewart FinancialJan 2022 – Apr 2022Saco, ME
- UnemployedApr 2022 – Jul 2022Hollis Center, ME
- University of Maine OronoSep 2018 – Dec 2021Orono, ME
- TIAAJun 2021 – Aug 2021Hollis Center, ME
- The Constant GardenerApr 2020 – Aug 2020Hollis Center, ME
- Chilis Grill and BarApr 2019 – Aug 2019South Portland, ME
- Chilis Grill and BarMar 2018 – Aug 2018South Portland, ME
- Bonny Eagle High SchoolSep 2014 – Jun 2018Standish, ME
- HannafordDec 2016 – Mar 2018Biddeford, ME
Official records & sources
Data as of August 11, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Advice AND Planning Services
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Other
- Firm account minimum
- $5,000
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$25B+
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,648
- Offices listed on AdvisorFinder:
- 26
- Main office:
- New York, NY
- SEC file number:
- 801-63550
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of July 6, 2026
View full firm profileOther advisors at Advice AND Planning Services
Showing 12 of 1,648 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Connor Matthew Baldwin has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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