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Connor P Dunlop

Investment Adviser Representative at Mariner

Brentwood, MOCRD #5091045Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Connor P. Dunlop is an investment adviser representative with Mariner in Brentwood, MO, where they have been registered since 2026. They have worked in the securities industry since 2006 and have been registered with 5 firms, including Benjamin F. Edwards Wealth Management, LLC and Benjamin F. Edwards & Company, Incorporated. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Missouri.

Office

1401 S. Brentwood Blvd, Suite 300
Brentwood, MO 63144

Advisors at this office: 23

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Missouri
Broker:
21 states and territories

Arizona, Arkansas, California, Colorado, Connecticut, Georgia, Illinois, Kentucky, Massachusetts, Michigan, Minnesota, Missouri, Montana, New York, North Carolina, Ohio, Tennessee, Texas, Utah, Vermont, Washington

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 8/23/2006
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 5/8/2006

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

MarinerCurrent
4/16/2026 – Brentwood, MO
MSEC, LLCCurrent
4/16/2026 – St. Louis, MO
Benjamin F. Edwards Wealth Management, LLC
2/25/2019 – 4/24/2026St. Louis, MO
Benjamin F. Edwards & Company, Incorporated
9/24/2010 – 2/26/2019Clayton, MO
Wells Fargo Advisors, LLC
1/1/2008 – 9/27/2010Clayton, MO
A. G. Edwards & SONS, Inc.
9/8/2006 – 1/1/2008San Diego, CA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Benjamin F Edwards & Co
    Sep 2010 – Apr 2026Clayton, MO
  2. Benjamin F. Edwards Wealth Management, LLC
    Feb 2019 – Apr 2026St. Louis, MO
  3. Mariner
    Apr 2026 – no end date reportedOverland Park, KS
  4. MSEC, LLC
    Apr 2026 – no end date reportedOverland Park, KS

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Mariner

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
Estimated blended rate
0.0125
Firm's annual rate schedule by assets
  • $0 - $1,000,0001.25%
  • $1,000,000 - $5,000,0001.00%
  • $5,000,000 - $10,000,0000.80%
  • Above $10,000,0000.60%

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersPeriodicals and NewslettersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPooled VehiclesPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesCorporations

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
961
Offices listed on AdvisorFinder:
99
Main office:
Overland Park, KS
SEC file number:
801-66632

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of August 5, 2026

View full firm profile

Other advisors at Mariner

Showing 12 of 961 in the directory

View Mariner firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Connor P Dunlop has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Connor P Dunlop (Mariner) - Fees, Credentials & Background