Connor Robert Hughes
Investment Adviser Representative at Principal Securities, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Connor Robert Hughes is an investment adviser representative with Principal Securities, Inc. in Melville, NY, where they have been registered since 2025. They have worked in the securities industry since 2023 and were previously registered with Mutual of America Securities LLC. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in New York and Texas.
Office
Advisors at this office: 15
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York, Texas
- Broker:
18 states and territories
Arizona, California, Connecticut, Florida, Illinois, Indiana, Maryland, Massachusetts, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Virginia, Washington
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Suffolk County Parks- Smith Point Ocean RescueMay 2018 – Aug 2018Mastic Beach/ West Hampton Beach, NY
- Suffolk County Parks- Smith Point Ocean RescueMay 2019 – Aug 2019Mastic Beach/ West Hampton Beach, NY
- Suffolk County Parks- Smith Point Ocean RescueMay 2020 – Aug 2020Mastic Beach/ West Hampton Beach, NY
- Suffolk County Parks- Smith Point Ocean RescueMay 2021 – Aug 2021Mastic Beach/ West Hampton Beach, NY
- Sachem Youth Advisory GroupJul 2017 – Aug 2017Holbrook, NY
- Ward Melville High SchoolSep 2014 – Jun 2018East Setauket, NY
- The Ohio State UniversityAug 2018 – Apr 2022Columbus, OH
- Mutual of America Financial GroupJul 2022 – Jan 2025Garden City, NY
- Principal Life Insurance CompanyApr 2025 – no end date reportedMelville, NY
- Principal Securities, Inc.Apr 2025 – no end date reportedMelville, NY
Official records & sources
Data as of June 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About Principal Securities, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Client types the firm serves
Firm assets under management
$5B–$25B
- Firm disclosures (Form ADV)
- Disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 1,635
- Offices listed on AdvisorFinder:
- 26
- Main office:
- Des Moines, IA
- SEC file number:
- 801-54949
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of March 30, 2026
View full firm profileOther advisors at Principal Securities, Inc.
Showing 12 of 1,635 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Connor Robert Hughes has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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