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Connor Williams Castellano

Investment Adviser Representative at CASTELLANO & ASSOCIATES

Plano, TXCRD #6569751Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
States Registered
2 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Connor Williams Castellano has worked in the securities industry since 2015. They are registered to provide investment advisory services in Louisiana and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
LouisianaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/30/2016
Series 63
Uniform Securities Agent State Law Examination
Passed 12/14/2015
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/18/2017
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/25/2015

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.01
Asset tierAnnual rate
Up to $1,000,0001.00%
$1,000,001 to $2,000,0000.75%
$2,000,001 and above0.50%
Account minimum: $100,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

Castellano & Associates Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CASTELLANO WEALTH PLANNINGCurrent
10/15/2025Plano, TX
CASTELLANO & ASSOCIATESCurrent
2/14/2022Plano, TX
PRUDENTIAL FINANCIAL PLANNING SERVICES
7/12/20161/12/2022Plano, TX

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at CASTELLANO & ASSOCIATES

2 other advisors in the directory

View CASTELLANO & ASSOCIATES firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Connor Williams Castellano has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Connor Williams Castellano - Financial Advisor in Plano, TX | AdvisorFinder