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Conor Staples

Investment Adviser Representative at Janney Montgomery Scott LLC

Royersford, PACRD #7494436Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
4 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Conor Staples is an investment adviser representative with Janney Montgomery Scott LLC in Royersford, PA, where they have been registered since 2022, the year they entered the securities industry. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Pennsylvania and Texas.

Office

542 N. Lewis Road, Suite 104
Royersford, PA 19468

Advisors at this office: 8

Branch office as filed with FINRA, counting current advisors in the directory who work there.

Registrations & licenses

Registration type
Dual-registered
As of August 17, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Pennsylvania, Texas
Broker:
23 states and territories

Alaska, Arizona, California, Colorado, Delaware, Florida, Georgia, Illinois, Indiana, Iowa, Maine, Maryland, Minnesota, Missouri, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Utah, Virginia

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/18/2022
Series 7
General Securities Representative Examination
Passed 10/24/2022
SIE
Securities Industry Essentials Examination
Passed 3/11/2022

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Janney Montgomery Scott LLCCurrent
11/18/2022 – Royersford, PA

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. Janney Montgomery Scott LLC
    Jan 2022 – no end date reportedRoyersford, PA
  2. The Yard
    May 2021 – Aug 2021Spring City, PA
  3. The Pennsylvania State University World Campus
    Jan 2021 – May 2022University Park, PA
  4. Unemployed
    Nov 2020 – Jan 2021Phoenixville, PA
  5. Tammaro Landscaping and Design
    Mar 2019 – Nov 2020Pottstown, PA
  6. Unemployed
    Oct 2018 – Mar 2019Phoenixville, PA
  7. Upper Dublin Township Police Department
    Aug 2018 – Oct 2018Upper Dublin, PA
  8. Spring Valley YMCA
    Mar 2011 – Aug 2018Royersford, PA
  9. The Pennsylvania State University
    Jun 2013 – Dec 2016University Park, PA
  10. Municipal Police Academy, Montgomery County Community College
    Jan 2018 – Jun 2018Blue Bell, PA
  11. Houck & Gofus Funeral Home & Cremation Services, Inc.
    Aug 2024 – no end date reportedPottstown, PA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Janney Montgomery Scott LLC

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Commissions
  • Fixed fee
  • Other
Firm account minimum
$5,000 (waivable)
Firm's annual rate schedule by assets
  • First $500,0002.00%
  • Next $500,0002.00%
  • Next $1,000,0002.00%
  • Next $3,000,0002.00%

+3 more tiers on the firm profile

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other AdvisersEducational Seminars and Workshops

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingCharitable OrganizationsState/MunicipalOther Investment AdvisersInsurance CompaniesSovereign WealthCorporationsOther

Firm assets under management

$25B+

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
1,330
Offices listed on AdvisorFinder:
26
Main office:
Philadelphia, PA
SEC file number:
801-7258

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of June 30, 2026

View full firm profile

Other advisors at Janney Montgomery Scott LLC

Showing 12 of 1,330 in the directory

View Janney Montgomery Scott LLC firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Conor Staples has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Conor Staples (Janney Montgomery Scott) - Fees & Credentials