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Cooper Morgan Carden

Financial Professional at Kovack Advisors, Inc.

Vestavia, ALCRD #6902893
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Cooper Morgan Carden is a financial professional associated with Kovack Advisors, Inc. in Vestavia, AL, where they have been associated since 2026. They have worked in the securities industry since 2020 and were previously registered with Northwestern Mutual Investment Services, LLC. They have passed 5 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent), Series 7 (general securities representative), and Series 63 (state securities agent).

Registrations & licenses

Registration type
Registration type not available
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/28/2026
Series 63
Uniform Securities Agent State Law Examination
Passed 5/11/2020
Series 7
General Securities Representative Examination
Passed 3/12/2021
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 12/10/2019
SIE
Securities Industry Essentials Examination
Passed 7/26/2019

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Kovack Advisors, Inc.Current
5/27/2026 – Vestavia, AL
Northwestern Mutual Investment Services, LLC
12/10/2019 – 3/17/2026Hoover, AL

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Kovack Advisors, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee
  • Other
Firm account minimum
$10,000 (waivable)
Estimated blended rate
0.029

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Fee-based accounts and programs (CHOICE Programs), third-party money management programs including asset allocation firms and individual money managers, and assistance in reviewing and evaluating these programs with objectivity and without preference or bias for any product or sponsor.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsSelection of Other Advisers
Firm areas of expertise
Fee-based AccountsThird-party Money ManagementAsset AllocationRegistered Investment AdvisorTAMPIndependent Advisory

Client types the firm serves

IndividualsHigh Net WorthBanking or Thrift InstitutionsPension/Profit SharingState/MunicipalCorporations

Firm assets under management

$5B–$25B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
257
Offices listed on AdvisorFinder:
24
Main office:
Ft. Lauderdale, FL
SEC file number:
801-63048

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of April 27, 2026

View full firm profile

Other advisors at Kovack Advisors, Inc.

Showing 12 of 257 in the directory

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Cooper Morgan Carden has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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Cooper Morgan Carden (Kovack Advisors) - Fees & Credentials