Corey Moon
Investment Adviser Representative at ZOE Financial, Inc.
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Corey Moon is an investment adviser representative with ZOE Financial, Inc. in New York, NY, where they have been registered since 2025. They have worked in the securities industry since 2023 and were previously registered with Equitable Advisors, LLC. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in New York.
Office
Advisors at this office: 9
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- New York
- Broker:
1 state or territory
New York
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- InstaswimJun 2023 – Dec 2023Hillsborough, NJ
- Equitable Advisors, LLC.Sep 2023 – Sep 2025New York, NY
- Georgetown UniversitySep 2019 – Jun 2023Washington, DC
- Hillsborough YMCAJan 2021 – Jun 2021Hillsborough, NJ
- Hillsborough High SchoolSep 2015 – May 2019Hillsborough, NJ
- Summer BreakJun 2019 – Aug 2019Hillsborough, NJ
- Zoe Securities LLCOct 2025 – no end date reportedNew York, NY
- Zoe FinancialOct 2025 – no end date reportedNew York, NY
Official records & sources
Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About ZOE Financial, Inc.
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Other
- Estimated blended rate
- 0.0125
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Wealth Platform: a modern, end-to-end platform enabling financial advisors to manage clients' investment accounts, including digital onboarding, seamless funding, automation, real-time collaboration tools, auto rebalancing, portfolio management, model marketplace, private labeling, high-yield cash accounts, and integrations. Advisor Match: matches individual clients with vetted independent advisors aligned to their personalized needs.
Client types the firm serves
Firm assets under management
$100M–$500M
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 9
- Offices listed on AdvisorFinder:
- 1
- Main office:
- New York, NY
- SEC file number:
- 801-117745
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of October 1, 2026
View full firm profileOther advisors at ZOE Financial, Inc.
8 other advisors in the directory
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Other advisors whose filed branch office is in the same city.
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Corey Moon has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.
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